Tryggvi Capital Corp.
CSE: TRYGCapital pool company sharing a registered office with Halcyon and Northpeak. Three of four directors overlap with the Northpeak / Halcyon cluster.
Entity resolution against enforcement registry
Checked 4 named individuals · 3 matched · 1 clean.
- ASC · Settlement Agreement · May 30, 201693% match
Settled allegations relating to misleading promotional disclosure at Lindqvist Resources Corp. (2014). $35,000 administrative penalty.
- IIROC · Disciplinary Sanction · Oct 04, 201791% match
While registered as Investment Advisor at Stenhouse Securities, breached UMIR 2.1 (Just and Equitable Principles of Trade) by failing to disclose related-party participation in three private placements. Fined $42,000; 6-month suspension served.
- AMF · Administrative Penalty · Aug 14, 202092% match
As controller of Groupe Financier Béliveau inc., signed off on quarterly filings containing overstated deferred revenue. $60,000 penalty; 24-month prohibition from acting as officer of an AMF-registered dealer (expired 2022).