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Cross-issuer relationship graph

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NPLISuite 1820, 1055 W. …Derrick A. VailMarilou FerrandCSBXAshford Whitman LLPPriya Naidu, Ph.D.MRT.UNPellier GrandeauHCA.UGrayson HoltVLDMQRNTTRYG
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issuer
person
auditor
address

Notable connections

8 surfaced
Derrick A. Vail carries prior enforcement into multiple monitored issuers
Critical

BCSC settlement agreement (2014). Now serves at NPLI, HCA.U.

NPLIHCA.U
Marilou Ferrand carries prior enforcement into multiple monitored issuers
Critical

AMF administrative penalty (2020). Now serves at NPLI, HCA.U, TRYG.

NPLIHCA.UTRYG
James Okafor carries prior enforcement into NPLI
Critical

OSC cease trade order (lifted) (2019). Now serves at NPLI.

NPLI
Grayson Holt carries prior enforcement into multiple monitored issuers
Critical

IIROC disciplinary sanction (2017). Now serves at HCA.U, NPLI, TRYG.

HCA.UNPLITRYG
Thomas Creighton carries prior enforcement into HCA.U
Critical

OSC reprimand & undertaking (2021). Now serves at HCA.U.

HCA.U
Vincent Park carries prior enforcement into NPLI
Critical

BCSC cease trade order (individual) (2022). Now serves at NPLI.

NPLI

Clusters worth a look

Shared registered address
Suite 1820, 1055 W. Georgia St., Vancouver, BC V6E 3P3
Critical

Multiple reporting issuers registered at the same suite. Common with corporate-services shells and qualifying-transaction vehicles.

Cross-issuer role
Derrick A. Vail
NPLI · CEO & Director | HCA.U · Director
Critical

Cross-issuer role coincides with a prior regulatory action against this individual.

ConnectsNPLIHCA.U
Cross-issuer role
Marilou Ferrand
NPLI · CFO | HCA.U · CFO | TRYG · Director
Critical

Cross-issuer role coincides with a prior regulatory action against this individual.

Cross-issuer role
Grayson Holt
HCA.U · CEO & Director | NPLI · Strategic Advisor | TRYG · Director
Critical

Cross-issuer role coincides with a prior regulatory action against this individual.

Cross-issuer role
Priya Naidu, Ph.D.
CSBX · Chief Scientific Officer | VLDM · Independent Director
Warning

Same individual serves in officer or board roles at multiple monitored issuers — assess independence and related-party exposure.

ConnectsCSBXVLDM
Cross-issuer role
Noor Haddad, M.D.
VLDM · CEO & Director | CSBX · Scientific Advisor
Warning

Same individual serves in officer or board roles at multiple monitored issuers — assess independence and related-party exposure.

ConnectsVLDMCSBX
Audit-firm concentration
Ashford Whitman LLP
Toronto, ON
Info

Shared audit firm across monitored issuers. Track concentration; cross-reference against prior NI 51-102 reportable events.

ConnectsCSBXVLDM
Audit-firm concentration
Pellier Grandeau
Montréal, QC
Info

Shared audit firm across monitored issuers. Track concentration; cross-reference against prior NI 51-102 reportable events.

ConnectsMRT.UNQRNT