JM

Northpeak Lithium Corp.

TSXV: NPLI

Junior exploration issuer focused on the Slocan Ridge lithium brine project. Three names, two jurisdictions, and an auditor change in the last six years.

Entity resolution against enforcement registry

Checked 5 named individuals · 3 matched · 2 clean.

Derrick A. Vail
CEO & Director
  • BCSC · Settlement Agreement · Jun 11, 2014
    98% match

    Settled allegations of misleading promotional disclosure relating to Cobalt Ridge Minerals Ltd. (2012). $75,000 administrative penalty; 5-year director ban (expired 2019).

James Okafor
Director
  • OSC · Cease Trade Order (lifted) · Feb 22, 2019
    86% match

    Issuer-level CTO against Granite Pass Capital Corp. for failure to file annual financial statements. Mr. Okafor served as director at time of default. CTO lifted 2019-08-04 following remedial filings.

Marilou Ferrand
CFO
  • AMF · Administrative Penalty · Aug 14, 2020
    92% match

    As controller of Groupe Financier Béliveau inc., signed off on quarterly filings containing overstated deferred revenue. $60,000 penalty; 24-month prohibition from acting as officer of an AMF-registered dealer (expired 2022).