Halcyon Capital Acquisition Corp.
NEO: HCA.UCapital pool company seeking a qualifying transaction. Shares registered office with Northpeak Lithium and two prior shells. Related-party loan flagged.
Entity resolution against enforcement registry
Checked 6 named individuals · 4 matched · 2 clean.
- IIROC · Disciplinary Sanction · Oct 04, 201791% match
While registered as Investment Advisor at Stenhouse Securities, breached UMIR 2.1 (Just and Equitable Principles of Trade) by failing to disclose related-party participation in three private placements. Fined $42,000; 6-month suspension served.
- OSC · Reprimand & Undertaking · Nov 18, 202188% match
As CFO of Larkspur Capital Corp., failed to file interim financial statements within the prescribed period on two occasions in 2020. Undertaking to complete continuing-education program; no monetary penalty.
- BCSC · Settlement Agreement · Jun 11, 201498% match
Settled allegations of misleading promotional disclosure relating to Cobalt Ridge Minerals Ltd. (2012). $75,000 administrative penalty; 5-year director ban (expired 2019).
- AMF · Administrative Penalty · Aug 14, 202092% match
As controller of Groupe Financier Béliveau inc., signed off on quarterly filings containing overstated deferred revenue. $60,000 penalty; 24-month prohibition from acting as officer of an AMF-registered dealer (expired 2022).