CEO previously fined by the BC Securities Commission
Derrick A. Vail paid a $75,000 penalty and served a 5-year director ban in a 2014 BCSC settlement for misleading promotional disclosure. The ban expired in 2019. Name match: 98%.
CriticalEnforcement Hit
Evidence
“Settlement Agreement re: Cobalt Ridge Minerals Ltd. — $75,000 administrative penalty; 5-year director ban.”
Triggering filings
| Filed | Type | Title |
|---|---|---|
| Aug 14, 2024 | MD&A | Management's Discussion & Analysis — Q2 2024 |
| Apr 29, 2024 | MD&A | Management's Discussion & Analysis — Year ended December 31, 2023 |
Metadata
- Issuer
- Northpeak Lithium Corp.
- Score
- 78
- Status
- In review · j.morales
- Raised
- Aug 15, 2024 · 701d
- Assignee
- j.morales
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